Cranial Base Morphology in Class III Malocclusion

When we think of Class III malocclusion, our minds instantly jump to “mandibular prognathism,” “maxillary deficiency,” or that unmistakable concave profile. But what if we told you that the story begins much deeper—in a region most clinicians rarely visualize: the cranial base.

A fascinating study by Chang et al. (2005) reveals how subtle changes in the cranial base shape can quietly set the stage for a Class III facial pattern long before the first molar even erupts.

🔍 Why the Cranial Base Matters

The cranial base serves as the architectural foundation for:

  • The position of the mandible
  • The forward placement of the maxilla
  • TMJ inclination
  • Facial profile development

Think of it as the “orthodontic motherboard.”
If it develops differently, everything built upon it shifts.

1. The Big Finding: A Shorter Posterior Cranial Base

The study compared 100 Class III children with 100 normal controls. The most striking difference?

👉 The posterior cranial base was significantly shorter in Class III subjects.

This included reduced:

  • S–Ar
  • Pc–Ar
  • Pc–Ba
  • Pc–Bo
  • Ar–PM
  • Bo–PM

This matters because the posterior cranial base guides the position of the condyle.
A short base = the TMJ sits more forward → the mandible follows → Class III appearance emerges.

Clinically:
Ever seen a child with mild mandibular projection but no clear functional shift?
Think posterior cranial base deficiency.

2. The Saddle Angle Story: More Acute Angulation

The study found:

  • N–S–Ar and N–Pc–Ar angles were more acute in Class III children.

This means the cranial base is more bent—a phenomenon sometimes called “cranial base kyphosis.”

Why it matters:

A more acute saddle angle shifts the glenoid fossa forward → the mandible comes along for the ride.

This is a skeletal pattern—not a habit, not a posture.

4. The Cranial Base Pattern Is Set Early—Very Early

Several classic studies say show that:

  • Cranial base shape develops prenatally
  • The saddle angle remains remarkably stable through childhood
  • Variations appear early and persist

This explains why:

  • Class III patterns often run in families
  • Interceptive treatment is most effective before growth accelerates
  • Prediction of Class III progression often depends on baseline cranial-base morphology

Final Thought

Class III malocclusion is not simply a “big mandible vs small maxilla” problem.

It’s a developmental story—one rooted in the very foundation of the skull.

Understanding cranial-base morphology gives orthodontists a sharper lens to diagnose, counsel, and treat Class III patients—particularly in their formative years.

Growth & Treatment Planning Hints

  • Shortened, flexed posterior cranial base
    → Expect stronger skeletal Class III tendency.
    → Earlier interceptive approaches (facemask + RME, chincup, functional orthopedics) may be more justified.
  • Cranial base near normal, but Class III present
    → Consider dominant roles of maxillary retrusion, mandibular overgrowth, or local factors.
  • Rapid visual check on lateral ceph
  • Look at posterior base: S‑Ar, Pc‑Ar, Pc‑Ba, Ar‑PM, Ba‑PM, Bo‑PM.
  • Assess saddle region: N‑S‑Ar and N‑Pc‑Ar.
  • Scan midface profile: Gl‑N‑Rh.

RAPID MAXILLARY EXPANSION (RME): Sagittal & Vertical Effects in Class I, II, III

Rapid Maxillary Expansion (RME) is one of the most powerful orthopedic tools available during growth. While most of us associate RME with “widening the palate” and correcting crossbites, its influence extends far beyond the transverse plane.

A landmark study by Farronato et al. evaluated 183 growing patients—Class I, II, and III—and revealed that RME also drives important sagittal and vertical changes. These effects vary significantly depending on the skeletal class, which is critical when planning early treatment.

This blog breaks down these findings into practical clinical insights you can apply from your very next patient.

🔍 Why RME Matters Beyond Transverse Correction

When the Hyrax appliance opens the midpalatal suture, it triggers a chain reaction:

  • Circummaxillary sutures loosen
  • Maxilla may reposition
  • Mandible adapts to new occlusal contacts
  • Vertical dimensions can shift

These effects can help or hinder skeletal correction—if you understand how they behave in each malocclusion.

🔹 CLASS I

Sagittal

  • ANB ↓ slightly (–0.34°)
    → Mild improvement toward Class I

Maxilla & Mandible

  • No significant sagittal movement
  • Slight downward–backward rotation of palatal plane

Vertical

  • No significant N–Me change
  • Mandibular plane: unchanged

👉 Clinical Impact

  • Improves transverse deficiency without disturbing sagittal or vertical balance.

Class I kids are like the straight-A students who also volunteer and play violin.
You expand them and—poof!—they get wider.
That’s it.

No tantrums. No drama. No sagittal plot twists.

Sagittally? Nothing much.
Vertically? Eh.
ANB changes by, what, –0.34°?

It’s like telling someone you changed your hairstyle and they say,
“Really? I… can’t see it.”

🔹 CLASS II

Sagittal

  • SNB ↑ (+2.25°) → Mandible moves forward (statistically significant)
  • ANB ↓ (–1.81°) → Skeletal Class II improves
  • SNA unchanged (maxilla stable)

Mechanism

  • Expansion “releases” the mandible → spontaneous forward posturing (McNamara effect)

Vertical

  • No significant anterior facial height increase
  • Palatal plane rotates down–back (slight)

👉 Clinical Impact

  • RME can improve Class II sagittal pattern in early mixed dentition.
  • Mandibular advancement occurs mainly during retention.

Ah, Class II.
The ones whose mandibles have been sitting back like they’re too cool to show up on time.

Enter RME.

Suddenly the mandible pops forward like:
“I’m here! I’m fabulous! I’m 2.25° more fabulous!”

SNB goes up.
ANB goes down.
Orthodontists everywhere go,
“Sweet mother of cephalometrics, it actually worked!”

It’s like giving someone better shoes and suddenly they walk straighter.

🔹 CLASS III

Sagittal

  • SNA ↑ (+0.81°) → Maxilla moves forward
  • SNB ↓ (–1.35°) → Mandible rotates down–back
  • ANB ↑ (+2.16°) → Significant correction toward Class I

Vertical

  • N–Me ↑ (+0.84 mm) → Increased anterior facial height
  • Downward–backward rotation of mandible & palatal plane

👉 Clinical Impact

  • RME improves early skeletal Class III by:
    ✓ Forward translation of maxilla
    ✓ Clockwise rotation of mandible

Now, Class III…
These kids don’t just enter the clinic.
They storm in with a plotline.

RME hits them and BAM—
the maxilla moves forward (+0.81°),
the mandible rotates down and back like it’s trying to avoid an awkward conversation,
and ANB shoots up like a Broadway finale (+2.16°).

Meanwhile, vertical height increases too.
Because of course it does.
Why do one thing when you can do five?

Class III kids after RME look like they’ve had a character arc.
Like they went to Paris and “found themselves.”

Summary of Cephalometric Changes After RME

ParameterClass IClass IIClass III
Maxillary Position (SNA)No significant changeNo significant change↑ SNA (maxilla moves forward)
Mandibular Position (SNB)No significant change↑ SNB (mandible moves forward)↓ SNB (mandible rotates down–back)
ANB Angle↓ slightly (minor Class I improvement)↓↓ significantly (Class II improves)↑↑ significantly (Class III improves)
Palatal Plane (SN–SNP.SNA)↑ (down–back rotation)↑ (down–back rotation)↑ more (significant rotation)
Anterior Facial Height (N–Me)No significant changeNo significant change↑ increased vertical height
Mandibular Plane (SN–GoGn)No significant changeNo significant changeMild ↑ (not always significant)
Posterior Facial Height (S–Go)No significant changeNo significant changeNo significant change

Clinical Interpretation of RME Effects

Clinical AspectClass IClass IIClass III
Sagittal EffectMinimalMandible moves forward → improves Class IIMaxilla advances + mandible rotates back → improves Class III
Vertical EffectStableStableVertical dimension increases (N–Me ↑)
Overall Skeletal CorrectionMildModerateStrong
Most Active PhaseActive + RetentionMainly retentionActive phase
Risk AreasFewFewVertical increase in hyperdivergent cases

Mechanism Behind RME Changes

EffectHow It Happens
Mandibular forward shift (Class II)Removal of transverse “lock” → lower arch can posture forward (McNamara effect)
Maxillary forward movement (Class III)Expansion affects circummaxillary sutures → allows slight anterior displacement
Palatal plane rotationDown–back rotation from suture opening → common to all classes
Increase in N–Me (Class III)Maxilla forward, mandible back/down

A Study of the Mandibular Closure Path in Angle Class III Relationship

Class III cases can be tricky—because what you see clinically may not always be what’s truly happening skeletally.
A major reason for this confusion is the mandibular closure path.

In simple terms, you must ask:

👉 Does the mandible really sit forward?
or
👉 Is it just sliding forward because the incisors collide during closure?

This distinction is essential for correct diagnosis and avoiding overtreatment.

True vs Pseudo Class III — The Core Difference

FeatureTrue Class III 😬Pseudo Class III 🙂
CauseSkeletal discrepancyPremature incisor contact
Forward mandibular shift❌ Minimal / None✅ Present (functional slide)
Ceph ANBNegative due to skeletalImproves when edge-to-edge
ProfileConcaveStraight / near normal
TreatmentGrowth modification / SurgeryRemove interference + limited ortho

Why Functional Shifts Matter So Much

A patient may appear severely Class III when teeth are in habitual occlusion.
But once you guide them into edge-to-edge, the face and ceph often tell a different story.

This happens because many Class III patients have a:

Functional forward mandibular displacement

Also described as:

  • forward displacement
  • functional protrusion
  • anterior slide
  • mandibular slide

🦷 Premature incisor contact → Mandible slides forward → Posterior teeth finally occlude

This functional shift can exaggerate the skeletal discrepancy and lead to misdiagnosis.

The closure path also involves a vertical component. As the mandible moves forward, it may also rotate downward, further altering the apparent skeletal relationship

What Actually Happens During Closure (Based on the Study)

1. Closure begins → incisors touch edge-to-edge

→ This causes an initial forward shift of the mandible.

2. As closure continues → condyles move backward

→ This cancels most of the forward movement.

3. Final result

✅ Most Class III patients show little to no real mandibular displacement when the posterior teeth are in occlusion.

This means the apparent Class III worsening is mostly positional, not skeletal.

Role of Overbite in the Functional Shift

Overbite depth determines how much shift can happen:

Deep overbite

➡️ Less functional forward displacement
➡️ Hinge closure pushes condyles backward effectively

Shallow overbite

➡️ More chance of a genuine functional slide
➡️ Slight displacement may persist even in full occlusion

What Two Cephs Really Tell You

Taking both:

  1. Edge-to-edge ceph, and
  2. Habitual occlusion ceph,
    usually does not dramatically change your skeletal assessment.

Typical Changes Seen

ParameterEdge-to-edgeHabitual OcclusionInterpretation
SNB↓ by ~3°Hinge closure effect, not forward displacement
ANB↑ by ~3°Mostly due to vertical change from overbite

Key insight:

The ANB difference is largely due to vertical position changes—not true mandibular forward movement.

When Does Residual Functional Shift Still Matter?

For most patients → minimal to none.

But in patients with shallow overbite (<4 mm) a small functional shift may be measurable:

  • SNB decreases slightly (≈ –0.4°)
  • ANB increases slightly (≈ +0.28°)

These differences are statistically significant, but rarely large enough to alter your diagnosis.

Practical Chairside Screening

A. Suspect Pseudo-Class III if:

  • A noticeable forward jump during closure
  • Edge-to-edge looks less Class III
  • Shallow overbite
  • Strong anterior interferences

B. Suspect True Skeletal Class III if:

  • No forward shift on closure
  • Edge-to-edge still looks Class III
  • Deep overbite (hinge movement dominates)
  • Minimal ceph difference between both positions

Should You Take Two Cephs?

According to the study:

❗ Routine second ceph is not necessary in most cases.

Habitual occlusion ceph is usually sufficient because:

  • The functional slide is often neutralized during full closure.
  • Skeletal interpretation remains largely unchanged.

✔ Use a second ceph only when evaluating a suspected functional shift.

Quick Exam Tips

  • When asked about functional mandibular slide in Class III, emphasize rotation vs. translation.
  • Remember the relationship between overbite depth and angular changes.
  • Understand the clinical implications of study results: Use edge-to-edge ceph only when absolutely necessary.
  • For cephalometric interpretation, ANB changes can be influenced by vertical mandibular rotation.
  • Be able to describe how mandibular closure path affects ceph interpretation.

Class III malocclusion: a comparison of extraction and non-extraction techniques

Class III malocclusions aren’t just “reverse overjet cases.” They involve a combination of:

  • Skeletal discrepancies (maxillary deficiency, mandibular prognathism, or both)
  • Dental compensations (retroclined lower incisors, proclined upper incisors)
  • Growth patterns (vertical growers complicate everything)
  • Functional shifts (apparent vs true Class III)

The difficulty?
Growth often exacerbates the problem—especially mandibular growth. So the treatment plan you choose at 12 years of age can dramatically influence whether that patient avoids or needs orthognathic surgery at 18.

1. Non-Extraction Approach

👉 When to choose:

  • Mild–moderate Class III
  • Little or no mandibular crowding
  • Early permanent dentition
  • Forward functional shift present
  • Patient accepts extraoral appliances

2. Extraction Approach

👉 When to choose:

  • Marked lower arch crowding
  • Dental compensation is needed to correct overjet
  • Patient is in the late mixed/early permanent dentition
  • Non-compliance expected for extraoral appliances
ParameterNon-Extraction + HeadgearExtraction + Fixed Appliances
Upper IncisorsProclinedUsually stable / mild retroclination
Lower IncisorsSpontaneous retroclinationControlled orthodontic retroclination
MandibleDownward–backward rotationTends to grow forward
ANB ChangeImprovesMinimal improvement
ProfileMore convex, softer appearanceMostly dental correction
Best ForMild skeletal Class IIICrowding cases
Treatment TimeShorterLonger
Long-term StabilityDepends on growth controlDepends on dental compensation

👩‍⚕️👨‍⚕️ What Exam Answers Must Include

If an examiner asks:
“How would you decide between extraction and non-extraction in Class III?”

Your ideal answer should include:

  1. Crowding analysis (most important)
  2. Growth pattern & age
  3. Severity of skeletal discrepancy
  4. Incisor inclination (U1-SN, L1-MP)
  5. Soft tissue profile
  6. Compliance for extraoral appliances
  7. Future orthognathic surgery considerations

🧩 Clinical Case Tip for PG Examination

  • A skeletal Class III child with minimal lower crowding, reverse overjet, and acceptable profile → Non-extraction + headgear
  • A Class III adolescent with >5 mm crowding, upright upper incisors, and camouflaging need → Extraction-based camouflage

Remember

Class III = growth-driven problem.
Your treatment choice must consider future mandibular growth and potential need for surgery.

Treatment in Borderline Class III Malocclusion: Orthodontic Camouflage (Extraction) Versus Orthognathic Surgery

Every orthodontic student eventually faces one of the toughest decisions in treatment planning — what to do with borderline Class III malocclusion cases. These are patients whose skeletal discrepancy is neither mild enough for camouflage nor severe enough to demand immediate orthognathic surgery. So, how do we decide?

A landmark study by A-Bakr Rabie and colleagues (2008) explored exactly this question, comparing treatment outcomes of orthodontic camouflage (extraction-based) and orthognathic surgery in borderline Class III patients.

The Study at a Glance

  • Sample: 25 Southern Chinese adults
    • 13 treated orthodontically (extraction protocol)
    • 12 treated surgically (bimaxillary or mandibular setback)
  • Selection criteria: Pretreatment ANB > −5°, with clear Class III skeletal tendency.
  • Aim: Identify cephalometric differences and outcomes between the two treatment paths.
ParameterCamouflage (Orthodontic)Surgery
ANB angle> –5°≤ –5°
Holdaway angle> 12° ✅< 12° 🚩
Wits appraisal> –7.5 mm< –7.5 mm
Go-Me / S–N ratio~111↑ 119
U1–L1 angle↓ (≈120°)↑ (≈129°)

Previous research (https://dentowesome.org/2025/11/12/class-iii-malocclusion-surgery-or-orthodontics/) tried to give us some hard rules. Kerr suggested that if the ANB angle is less than -4°, go surgical. Stellzig-Eisenhauer threw a whole formula at us using four variables. But honestly? These didn’t really help us distinguish between the borderline cases. It turns out, this research paper discovered something much more practical.

Key Finding — The Magic Number: Holdaway Angle

Among the many cephalometric parameters analyzed, the Holdaway angle stood out as the best predictor for treatment modality.

🔹 Holdaway angle ≥ 12° → Orthodontic camouflage likely to succeed
🔹 Holdaway angle < 12° → Orthognathic surgery indicated

This single angle correctly classified 72% of the cases — making it a practical clinical guide for borderline cases.

How the Two Treatments Differed

AspectCamouflage (Extraction)Orthognathic Surgery
MechanismRetraction of lower incisors + downward/backward mandibular rotationSurgical setback of the mandibular dentoalveolus
Cephalometric effects↓ L1–ML angle (retroclined incisors)↑ L1–ML angle (uprighting)
Facial changesIncreased lower facial height; improved profile via dental compensationSetback of chin and lower lip, harmonious soft-tissue correction
Soft tissueNo significant difference post-treatment between groupsComparable esthetic improvements

Both treatments target the lower dentoalveolus, emphasizing incisor position and mandibular rotation.

The orthodontic group in this study retracted the lower incisors by an average of 4.9 mm at the incisal tip and 1.9 mm at the incisor apex. That’s not a typo—the roots barely moved. Why? Because you’re using lingual root torque to prevent the incisors from tipping back excessively. You want to maintain incisor inclination while achieving anterior-posterior movement.

In Short

Holdaway angle ≈ 12° may be your cephalometric compass when planning for borderline Class III cases —
but the final direction still depends on your patient’s goals and your clinical judgment.

Rabie A.-B.M., Wong R.W.K., Min G.U. (2008). Treatment in Borderline Class III Malocclusion: Orthodontic Camouflage (Extraction) Versus Orthognathic Surgery.
The Open Dentistry Journal, 2:38–48. DOI: 10.2174/1874210600802010038.

Class III Malocclusion: Surgery or Orthodontics?

Author: Kerr W.J.S., Miller S., Dawber J.E.
Journal: British Journal of Orthodontics (1992)

🎯 Why This Topic Matters

Every orthodontic student eventually faces this critical question:

When does a Class III malocclusion cross the line from orthodontic correction to surgical intervention?

Understanding this boundary is essential—not only for diagnosis and treatment planning but also for effective communication with patients and surgical colleagues. The study by Kerr and colleagues provides timeless, cephalometrically based guidance that remains clinically relevant even today.

🦷 The Study in a Snapshot

The researchers compared two groups of 20 patients with severe Class III malocclusion:

  • Group 1: Treated with orthodontics alone
  • Group 2: Recommended for orthognathic surgery

All patients had negative overjets, ensuring comparable skeletal severity.

📈 Key Cephalometric Findings

ParameterSurgery Group (Mean)Ortho Group (Mean)Significance
ANB Angle-6.9°-2.6°p < 0.001
M/M Ratio (Maxilla/Mandible Length)0.780.89p < 0.001
Lower Incisor Inclination78.5°85.4°p < 0.01
Holdaway Angle0.9°6.1°p < 0.01

These four parameters clearly differentiated surgical from orthodontic cases.

What About Vertical Dimensions and Overbite?

Surprisingly, vertical measurements like facial proportions, gonial angle, or Y-axis didn’t strongly differentiate surgical cases from orthodontic ones in this study. Nor was an open bite tendency common. So while vertical control is important in treatment, it might not be the clincher in Class III treatment decisions.

🧩 What These Numbers Mean Clinically

Kerr et al. proposed “threshold values”—practical cut-offs to guide treatment choice:

Cephalometric ParameterThreshold Value Suggesting Surgery
ANB Angle≤ -4°
Lower Incisor Inclination (IMPA)≤ 83°
Holdaway Angle≤ 3.5°
M/M Ratio≤ 0.84

🦷 Interpretation:
If your patient’s ANB is more negative than -4° and the lower incisors are retroclined below 83°, it’s likely beyond orthodontic camouflage. Surgical correction—usually mandibular setback or bimaxillary surgery—is indicated.

🧠 The Soft Tissue Factor

An underrated but critical insight from the study:

The soft tissue profile often drives the decision more than skeletal numbers.

Even if occlusion could be camouflaged, an unattractive concave profile or reduced Holdaway angle may push the decision toward surgery for facial balance and esthetics.


📚 Final Thoughts

This 1992 study by Kerr et al. remains a cornerstone for understanding the borderline Class III dilemma. It reinforces that:

Good orthodontics begins with good diagnosis—and great orthodontists know when to call the surgeon.

So, the next time you evaluate a challenging Class III case, remember these cephalometric yardsticks. They just might help you make the right call between brackets and bone cuts.

Comparative Biological and Biomechanical Responses to 0.38 mm and 0.68 mm Orthodontic Aligners

If you’ve ever wondered whether aligner thickness really matters — spoiler alert: it does! A recent study in the Korean Journal of Orthodontics (2025) by Wang et al. dives deep (literally, histologically deep) into how the thickness of clear aligners affects tooth movement and the surrounding periodontal tissues.

🧪 The Setup

Researchers used New Zealand rabbits fitted with aligners of two different thicknesses — 0.38 mm and 0.68 mm. Using 3D scanning, micro-CT, and histological analysis, they explored how each aligner influenced:

  • Tooth movement speed
  • Root resorption
  • Periodontal ligament (PDL) changes
  • Inflammatory and bone-remodeling markers

⚙️ The Science in Motion

  • The thicker aligners (0.68 mm) delivered stronger forces, causing more PDL deformationlarger resorption craters, and higher inflammatory marker expression (IL-6, IL-1β).
  • The thinner aligners (0.38 mm) produced gentler forces, enabling slightly faster tooth movement with less inflammation and more balanced bone remodeling (more osteoclasts on the compression side, stable ALP and OPN expression).

🧠 Mnemonic — “THIN” aligners are KIND:

  • T — Tiny force, tissue-friendly
  • H — Higher biological harmony
  • I — Inflammation less
  • N — Natural remodeling prevails
CategoryParameter0.38 mm Aligner (Thinner)0.68 mm Aligner (Thicker)
1. Mechanical CharacteristicsInitial Force → Steady Force~0.88 N → 0.45 N~1.58 N → 0.80 N
Force ProfileLower, more physiologicHigher, more stressful
Tooth Movement SpeedSlightly faster (efficient force decay)Slower (higher sustained force)
2. Periodontal Ligament (PDL) ResponsePDL DeformationMinimal, controlledPronounced, compressive
PDL Stress DistributionEven and well-distributedConcentrated, deeper compression
3. Root IntegrityRoot Resorption PatternSmall, shallow cratersLarger, deeper craters
4. Cellular ResponseOsteoclast DistributionSurface-based, well-organizedDeeper, scattered, disorganized
Osteoblast/Osteogenic Activity (ALP, OPN)Higher early osteoblastic activation → rapid bone formationDelayed osteogenic response
5. Molecular Response: Inflammatory MarkersIL-6LowHigh
IL-1βLower expressionHigh expression
Overall Inflammatory LoadControlledAmplified
6. Molecular Response: Bone Remodeling MarkersTRAP (qRT-PCR)Controlled, efficient osteoclastogenesisElevated but disorganized
RANKL ExpressionBalanced → supports controlled resorptionElevated → promotes excessive resorption
VEGF ExpressionBalanced angiogenesis, stable remodelingIncreased angiogenesis due to stress
7. Compression- and Tension-Side BiologyTension Side↑ OPN, ↑ ALP → early osteoblast differentiationLow osteogenic activity
Compression SideControlled inflammatory markersHigh IL-6 → heavy inflammatory burden
8. Overall Biological PatternRemodeling OutcomeHarmonious, biologically efficient tooth movementStress-driven remodeling with higher risk of adverse effects
Clinical InterpretationSafe, physiologic forces → predictable movementHigher forces → slower movement, more inflammation, increased resorption risk

Soft-tissue management of labially positioned unerupted teeth

When orthodontists treat unerupted or impacted teeth (especially in the anterior region), several complications can occur:

  • Tooth devitalization (loss of vitality)
  • Re-exposure or uncovering after surgery
  • Ankylosis (tooth fused to bone)
  • External root resorption
  • Damage to adjacent teeth
  • Marginal bone loss
  • Gingival (gum) recession

➡️ These complications can prolong treatment, cause esthetic problems, and even lead to tooth loss.

Why These Problems Happen

Historically, clinicians focused on surgically exposing the tooth (“uncovering”) to bring it into the arch.
However, the soft tissue (gingiva) around the tooth was often not given enough attention.

Most early surgical techniques, such as “simple complete exposure,” focused only on getting to the tooth, without considering:

  • What kind of mucosa (attached gingiva vs. alveolar mucosa) covered it
  • How that tissue would behave once orthodontic movement began

Why Soft Tissue Type Matters

There are two main kinds of oral mucosa:

  1. Attached gingiva (masticatory mucosa):
    • Firm, tightly bound to bone
    • Designed to resist mechanical stress and prevent muscle pull on the gum margin
    • Ideal marginal tissue around a tooth
  2. Alveolar mucosa:
    • Movable, thin, and elastic
    • Poor at resisting muscle pull or inflammation
    • Not suitable as a marginal tissue

If a tooth is uncovered and surrounded only by alveolar mucosa, the tissue tends to get inflamed easily, which can lead to bone loss and gingival recession as the tooth is moved orthodontically.

What the Ideal Surgical Approach Should Do

Instead of just exposing the tooth, the surgical goal should be to:

  • Ensure that a band of attached gingiva surrounds the crown once the tooth is exposed.
  • Create a healthy, functional marginal tissue environment before starting tooth movement.

This provides several key advantages:

  1. Prevents the need for repeated dressings or barriers to keep the tooth exposed
  2. Allows faster and smoother tooth movement (no soft-tissue obstruction)
  3. Prevents gingival recession and bone loss during orthodontic traction

Why Inflammation Is a Risk Factor

Periodontal experience shows that tooth movement in the presence of inflammation is risky — it can accelerate bone loss.
Since alveolar mucosa is prone to inflammation, it’s unsafe to move a tooth unless it’s surrounded by healthy attached gingiva.

Thus, the uncovering procedure must integrate periodontal principles — ensuring that the final gingival condition supports tooth health and stability.

ORTHODONTIC CONSIDERATIONS BEFORE SURGERY

Why create space before uncovering the tooth?

There are two main reasons:

  1. For eruption and alignment:
    • If adequate space isn’t available in the arch, the unerupted tooth has no place to move into.
    • So, before any surgical exposure, orthodontic space creation ensures there’s enough room for the tooth to erupt or be moved into proper alignment.
  2. For surgical soft-tissue management:
    • The edentulous (toothless) space left in the arch is covered by attached gingiva, which can be used as a donor site.
    • This tissue can then be repositioned apically or laterally as a partial-thickness flap to cover the exposed tooth crown after surgery — ensuring the presence of healthy, attached gingiva around the tooth.

SURGICAL PROCEDURE: STEP-BY-STEP LOGIC

Anesthesia and incision:

  • Local infiltration anesthesia is administered.
  • The surgeon makes an incision along the ridge in the edentulous area — where the impacted tooth lies beneath.

Determining incision design:

  • The height (incisogingival dimension) of the incision depends on how much attached gingiva is present on the adjacent teeth or its opposite tooth (antimere).
  • If there’s plenty of attached gingiva nearby, a larger flap can be created and repositioned.

Flap elevation and bone removal:

  • Vertical releasing incisions are made to free the attached gingiva.
  • Connective tissue over the unerupted tooth is gently removed.
  • Bone is removed only up to the height of contour of the crownnot beyond the cementoenamel junction (CEJ).

⚠️ Why stop at the CEJ?
Because this is the zone where the dentogingival attachment (junctional epithelium + connective tissue attachment) naturally forms.
If bone is removed beyond the CEJ, it can disrupt this zone and increase the risk of gingival recession — something confirmed in animal (monkey) studies.

PLACEMENT OF ATTACHED GINGIVA (THE GRAFT STEP)

Where and why to place it:

  • The graft (attached gingiva) is positioned to cover:
    • The CEJ, and
    • About 2–3 mm of the crown.

This positioning serves three biologic and mechanical purposes:

  1. Establishing stable attachment:
    • It helps form a healthy supra-alveolar connective tissue attachment between the tooth root (cementum) and alveolar bone.
    • This ensures periodontal stability and prevents bone loss.
  2. Creating a proper epithelial seal:
    • Masticatory mucosa (keratinized attached gingiva) provides a strong, protective epithelial barrier.
    • This seal prevents bacterial ingress and inflammation — something alveolar mucosa cannot achieve.
  3. Allowing safe tooth movement:
    • As the tooth is orthodontically pulled into the arch, tension develops in the gingiva.
    • If the gingiva is attached higher (more coronally), it can accommodate slight apical repositioning during movement without losing its protective role.
    • In simpler terms — the gum margin “moves with the tooth” instead of receding.

POST-SURGICAL STEPS

  • Sutures are placed on both sides (mesial and distal) to hold the graft stable over the tooth.
  • periodontal dressing is placed for 7–10 days to protect the surgical site and allow:
    • Reattachment of the tissue to the tooth
    • Epithelial healing over the area
  • Once the dressing is removed:
    • bonded orthodontic bracket is attached directly to the tooth.
    • Light orthodontic forces are applied immediately to begin eruption or alignment.

🔑 Light force is critical — it allows physiologic movement without jeopardizing the new soft tissue attachment.

Why This Method Works Better

The described surgical exposure technique (with attached gingiva placement) is particularly advantageous for teeth with delayed or retarded eruption.
It provides both biologic and mechanical benefits that improve eruption success and tissue health.

What Actually Delays Eruption: Bone or Soft Tissue?

  • Traditionally, it was thought that bone acts as the main physical barrier delaying eruption.
  • However, clinical and biologic observations show that this is not true unless the tooth is ankylosed (fused to bone).

👉 The rate of bone remodeling (turnover) is actually faster than the rate of remodeling in the overlying soft tissue.

➡️ Therefore, the soft tissue — not the bone — is often the main factor that slows eruption or impedes tooth movement.

Managing Long-Distance Tooth Movement

When a tooth has to travel a large distance to reach the arch:

  • The surrounding gingiva may begin to “bunch up” as the tooth moves.
  • In such cases, minor excision of excess tissue may be required to achieve:
    • Ideal gingival contour,
    • Correct tooth positioning,
    • Long-term posttreatment stability.

The key to managing delayed eruption lies not in removing more bone but in controlling and reconstructing the soft tissue environment.
Creating a zone of attached gingiva around the uncovered tooth transforms the biologic response, allowing stable eruption and long-term periodontal integrity.

Skeletal and dento-alveolar stability of Le Fort I intrusion osteotomies and bimaxillary osteotomies in anterior open bite deformities

📍 The Challenge: Making Open Bite Correction Stay That Way

If you’ve ever treated (or even just planned) a patient with an anterior open bite, you know the struggle is real.
The correction is dramatic, but so is the potential relapse.
That’s why one of the classic questions in orthognathic literature is:

“How stable are Le Fort I intrusion osteotomies — and what happens when we combine them with mandibular surgery?”

A landmark paper by Hoppenreijs et al. (1997, Int. J. Oral Maxillofac. Surg. 26:161–175) tackled exactly this, and it remains one of the most cited long-term studies on skeletal and dento-alveolar stability.

Study Design

  • Retrospective 3-centre study (Nijmegen, Arnhem, Amsterdam)
  • 267 patients (210F, 57M) with anterior open bite (Class I / II)
  • Mean age: 23.6 years
  • Mean follow-up: 69 months (20–210 months)

Procedures Evaluated

ProcedurenFixationAdditional surgery
Le Fort I (1-piece)77Wire / Rigid± Genioplasty
Le Fort I (segmented)67Wire / Rigid± Genioplasty
Le Fort I + BSSO98Wire / Rigid± Genioplasty
Total267153 wire, 114 rigid136 with genioplasty

Key Findings

1. Overall Stability

  • Both Le Fort I and bimaxillary osteotomies showed good skeletal maxillary stability.
  • Rigid fixation provided superior stability for both maxilla and mandible compared to wire fixation.
  • Mean final overbite: +1.24 mm
  • Residual open bite: 19% (no vertical incisal overlap at long-term follow-up)

2. Le Fort I Osteotomy Alone

  • Vertical and horizontal stability: Excellent when rigid fixation used.
  • Wire fixation: Showed slight superior movement during IMF (4–6 weeks) followed by mild downward relapse later.
  • Maxillary downward movement: ~0.28 mm anteriorly, ~0.52 mm posteriorly over entire follow-up.
  • Dentoalveolar changes: Minimal but present; posterior tooth extrusion contributed to late relapse.

3. Bimaxillary Osteotomy (Le Fort I + BSSO)

  • Initial stability: Comparable to Le Fort I alone.
  • Late vertical changes: Slightly greater downward movement and posterior rotation of maxillomandibular complex due to molar extrusion.
  • Mandibular relapse tendency: Mild clockwise rotation and posterior movement observed, especially in wire fixation cases.
  • Rigid fixation: Reduced mandibular relapse significantly during early postoperative phase.

4. Effect of Fixation Method

Fixation TypeMaxillary StabilityMandibular StabilityLong-Term Relapse
Rigid fixationBest vertical & horizontal controlExcellent early stabilityMinimal (<1 mm)
Wire fixationGood initial, but mild late downward driftClockwise rotation tendencyGreater overjet relapse
  • Rigid fixation minimized both vertical relapse and mandibular rotation, providing superior long-term occlusal stability.

5. Segmentation of Maxilla

  • One-piece vs. multi-segment Le Fort I showed no significant differences in overall skeletal stability.
  • Minor trends:
    • Multi-segment group → Slightly less early relapse of overbite
    • One-piece group → Greater posterior molar extrusion in long term
  • Conclusion: Segmentation can improve arch coordination but does not compromise skeletal stability.

6. Dento-Alveolar Changes

  • Maxillary incisors: orthodontically retruded pre-op, gradually protruded post-op.
  • Mandibular incisors: stable post-op (minor change).
  • Overbite at final follow-up: +1.24 mm
  • Open bite relapse (no overlap)19% of cases.
  • Overbite relapse not significantly different between procedures due to compensatory dental changes.
FactorEffect on Stability
Fixation typeRigid > Wire (esp. in long-term)
SegmentationMinor effect; slightly better overbite stability early post-op
Orthodontic treatment / GenioplastyNo significant effect
Le Fort I vs. BimaxillaryComparable maxillary stability; bimaxillary had slightly more dental relapse
Institution / Surgeon variationNo significant impact after statistical correction

At-a-Glance Summary

ParameterObservationImplication
Maxillary relapse<1 mm vertical, 0.18° horizontalClinically minimal
Mandibular relapseSlight clockwise rotation in wire groupUse rigid fixation
Overbite at 6 yrs+1.24 mmAcceptable stability
Open bite recurrence19%Mostly dental, not skeletal
Rigid fixation↑ Stability (maxilla + mandible)Preferred protocol

Q1.

A 23-year-old female with a Class II skeletal pattern and anterior open bite undergoes a Le Fort I intrusion osteotomy with bilateral sagittal split advancement (BSSO). Six months later, you notice mild clockwise rotation of the mandible and a 1 mm increase in overjet.
Which of the following is the most likely cause of this relapse pattern?

A. Incomplete mandibular advancement during surgery
B. Posterior molar extrusion due to dento-alveolar adaptation
C. Condylar resorption after fixation
D. Maxillary segmental instability
E. Excessive postoperative orthodontic intrusion of anterior teeth

✅ Correct Answer: B. Posterior molar extrusion due to dento-alveolar adaptation
Explanation:
Hoppenreijs et al. observed that most long-term vertical relapse in anterior open bite cases was dento-alveolar, not skeletal. Posterior molar extrusion leads to downward–backward rotation of the mandible and mild relapse in overjet/overbite.


Q2.

A 25-year-old male undergoes a Le Fort I intrusion osteotomy stabilized with intraosseous wire fixation. At 3 months post-op, cephalometric analysis shows further superior migration of the maxilla compared to the immediate postoperative position.
What is the most plausible explanation for this unexpected superior movement?

A. Sutural remodeling after intrusion
B. Tightening and remodeling of suspension wires during IMF
C. Loss of vertical dimension due to occlusal settling
D. Postoperative condylar compression
E. Reduction in nasal septal resistance

✅ Correct Answer: B. Tightening and remodeling of suspension wires during IMF
Explanation:
Hoppenreijs et al. found that patients with wire fixation often exhibited continued superior migration of the maxilladuring IMF. This was attributed to wire tension and bony remodeling, not relapse.


Q3.

You are planning a Le Fort I osteotomy for a 21-year-old patient with anterior open bite and posterior dento-alveolar hyperplasia. The case requires segmentation to correct arch form discrepancies.
Based on evidence from Hoppenreijs et al., what is the anticipated effect of segmentation on long-term skeletal stability?

A. Significantly reduces stability of the maxilla
B. Increases relapse risk due to multiple osteotomy sites
C. Comparable stability to one-piece osteotomy
D. Leads to more posterior rotation of the maxilla
E. Requires rigid fixation to maintain stability

✅ Correct Answer: C. Comparable stability to one-piece osteotomy
Explanation:
Segmented Le Fort I osteotomies showed no significant difference in long-term skeletal stability compared to one-piece procedures. Minor trends included slightly better early overbite control and more posterior molar extrusion over time.


Q4.

A 24-year-old female underwent a Le Fort I + BSSO procedure with rigid fixation. At 1-year follow-up, cephalometric data show <1 mm maxillary vertical change and stable mandibular position.
Which statement best explains this stability outcome?

A. Rigid fixation neutralizes early skeletal remodeling and dental compensation
B. Rigid fixation prevents posterior rotation by controlling condylar movement
C. Rigid fixation minimizes both skeletal and dento-alveolar relapse tendencies
D. Rigid fixation enhances post-surgical eruption of molars to stabilize occlusion
E. Rigid fixation alters growth pattern of the anterior cranial base

✅ Correct Answer: C. Rigid fixation minimizes both skeletal and dento-alveolar relapse tendencies
Explanation:
Rigid internal fixation offers superior control of both vertical and horizontal stability in the maxilla and mandible. It significantly reduces relapse compared to wire fixation, as confirmed in Hoppenreijs’ study.


Q5.

A 26-year-old female treated with Le Fort I intrusion osteotomy presents with a 2 mm open bite recurrence five years later. Radiographs show stable skeletal landmarks but slight molar extrusion.
How would you classify this relapse according to Hoppenreijs et al.?

A. Skeletal relapse due to vertical maxillary instability
B. Dento-alveolar relapse due to posterior dental extrusion
C. Surgical relapse due to fixation failure
D. Compensatory mandibular resorption
E. Combined skeletal-dental relapse

✅ Correct Answer: B. Dento-alveolar relapse due to posterior dental extrusion
Explanation:
Hoppenreijs et al. emphasized that most relapse in open bite correction is dento-alveolar, not skeletal. Posterior molar extrusion results in mild mandibular clockwise rotation and open bite recurrence without significant skeletal displacement.


Q6.

You’re comparing outcomes between two patients:

  • Patient A: Le Fort I osteotomy + wire fixation
  • Patient B: Le Fort I osteotomy + rigid fixation

At long-term follow-up, Patient A shows 0.5 mm more downward maxillary drift and mild overjet relapse.
Which clinical decision could have prevented this difference?

A. Use of IMF for longer duration
B. Inclusion of genioplasty
C. Use of rigid internal fixation during osteosynthesis
D. Multi-segment instead of single-piece Le Fort I
E. Additional intermaxillary elastics post-surgery

✅ Correct Answer: C. Use of rigid internal fixation during osteosynthesis
Explanation:
Rigid fixation (plates/screws) offers superior vertical and horizontal control, reducing both skeletal and dental relapse. Wire fixation, though historically common, allows more downward drift and mandibular clockwise rotationpostoperatively.

Treatment of Brodie Syndrome

1. Definition

  • Rare transverse malocclusion where maxillary teeth overlap mandibular teeth completely.
  • Contact between palatal surfaces of maxillary teeth and buccal surfaces of mandibular teeth — no intercuspation.

2. Classification

TypeDescriptionCommon Association
BilateralBoth sides affectedSkeletal Class II, deep bite
UnilateralOne side affectedLaterognathia, facial asymmetry
Localized (single tooth)Often 2nd molarEruption anomaly or iatrogenic

3. Etiology

  • Skeletal: Maxillary exognathia / Mandibular endognathia
  • Functional: High tongue posture → maxillary expansion
  • Dental: Eruption or retained deciduous teeth
  • Iatrogenic: Uncontrolled maxillary expansion
  • Genetic: Familial cases reported

4. Clinical Features

  • Intraoral: Wide, flat maxillary arch; narrow mandibular arch; lateral open bite or supraclusion.
  • Extraoral: Minimal facial change (unless unilateral → asymmetry).
  • TMJ: May show clicking, deviation, or discomfort.

5. Diagnostic Tools

  • Clinical & model analysis
  • Frontal ceph / CBCT → evaluate skeletal base, alveolar inclinations, symmetry
  • Tongue posture & function evaluation

6. Treatment Objectives

  • Coordinate arches transversely
  • Achieve functional intercuspation
  • Prevent TMJ strain and asymmetry
  • Restore normal growth pattern (in children)

7. Treatment by Age & Severity

A. Early / Growing Patients

Orthopedic phase

  • Maxillary contraction & Mandibular expansion
    • Split Schwartz plate (symmetrical/asymmetrical)
    • Quad Helix (reversed activation)
    • Hyrax disjunctor (reverse screw)
    • Mandibular expansion plate / Arnold expander / Crozat

Aim: Reduce transverse discrepancy before skeletal lock develops.


B. Adolescents / Adults

Orthodontic phase

  • Manage lateral supraclusion → occlusal blocks / resin wedges.
  • Use lingual + buccal appliances for control.
  • Apply torque control:
    • Maxillary palatal root torque
    • Mandibular buccal root torque
  • Intermaxillary “criss-cross” elastics (only with vertical control).
  • Miniscrew anchorage → apply palatoversion (maxilla) & vestibuloversion (mandible) without extrusion.

C. Localized Scissor Bite (e.g., 2nd molar)

  • Transpalatal arch with elastic chain (Kucher-Weiland technique)
  • Dragon Helix or Miniscrew + elastic module
  • Extraction of causal molar (if indicated, replace with 3rd molar)

D. Severe / Skeletal Cases

Surgical options

ProcedureIndicationKey Feature
Lefort I with contractionMaxillary exognathia5–6 mm contraction possible
Segmental osteotomy (Schuchardt)Unilateral Brodie + supraclusionRisk of devascularization
Symphyseal distraction osteogenesisMandibular endognathiaStable, minimally invasive
Posterior subapical osteotomyUnilateral deformityCorrects localized collapse

8. Prognosis

  • Untreated: Functional imbalance, mandibular growth inhibition, TMJ asymmetry.
  • Early-treated: Stable with normal mandibular development.
  • Adult cases: May require combined ortho-surgical management.

9. Key Clinical Tips

✅ Identify alveolar vs skeletal origin early.
✅ Avoid unnecessary maxillary expansion.
✅ Use miniscrew anchorage to minimize extrusion.
✅ Manage vertical dimension before transverse correction.
✅ Maintain occlusal guidance and retention with passive lingual arch post-correction.


Reference:
Sebbag M., Cavaré A. Treatment of Brodie Syndrome. J Dentofacial Anom Orthod 2017; 20:109. DOI: 10.1051/odfen/2018118