Protraction Facemask Therapy: What 14 Studies Taught Us

Class III malocclusion has always been orthodontics’ plot twist — unpredictable, stubborn, and full of surprises. For decades, clinicians believed the villain was a big, bad mandible. Turns out? Many children actually have a retruded maxilla, not a hypergrown mandible.

Cue the protraction facemask — an appliance designed to pull the maxilla forward during childhood, before growth makes the situation harder to fix.

But here’s the real question every orthodontic student should be asking:

👉 Does the facemask actually work?
And if yes, by how much, in whom, and under what conditions?

A group of researchers (Kim et al., 1999) got tired of the confusion and did something smart:
They conducted a meta-analysis — essentially combining data from 14 acceptable studies out of 440 initially screened — to find real, clinically meaningful answers.

🔍 Why a Meta-Analysis Was Needed

Research on facemask therapy was messy:

  • Different appliances
  • Different ages
  • Different force levels
  • Different study designs
  • Many case reports, few controlled trials

And because each study had small sample sizes, the orthodontic world couldn’t agree on:

  • the best age to start treatment
  • whether palatal expansion helps
  • how much skeletal vs dental effect is actually achieved

A meta-analysis solves this by pooling data to reveal the big picture.

1. Overall Effects of Facemask Therapy

ParameterDirection of ChangeClinical Meaning
SNA↑ increasesMaxilla moves forward
SNB↓ decreasesMandible rotates down-back
ANB↑ increases (~2.8° mean)Skeletal relationship improves
Wits↑ improves (4–5 mm)Sagittal correction achieved
Mandibular plane angle↑ increasesDown-back rotation of mandible
Palatal plane angleSlight ↓Mild clockwise tipping
Upper incisor inclination↑ labial proclinationDental compensation
Lower incisor inclination↓ uprightingChin-cup and soft tissue effects
Point AMoves forwardSkeletal protraction confirmed

2. Expansion vs. Non-Expansion Groups (RPE vs No RPE)

FindingRPE GroupNon-Expansion GroupInterpretation
Maxillary forward movementSimilarSimilarBoth effective
Mandibular rotationSimilarSimilarSimilar skeletal effect
ANB improvementSimilarSimilarNo major difference
Upper incisor proclinationLESSMORE (+2.8°)RPE reduces dental side-effects
Treatment durationShorterLongerRPE may speed skeletal effect
Overall skeletal responseSlightly more favorableSlightly less favorableRPE enhances orthopedic effect

3. Younger vs. Older Age Groups

Age GroupTreatment ResponseMagnitude of AdvantageClinical Interpretation
Younger patients (4–10 yrs)Larger skeletal change+0.6° SNA, +1.0° ANB, +1.3 mm WitsEarlier = better
Older patients (10–15 yrs)Still responds wellSlightly reduced effectStill worth treating
Overjet correctionMore skeletalMore dentalYounger = orthopedic, Older = dentoalveolar
VariationHigher in youngerLower in olderYounger growth less predictable

4. Expected Treatment Effects (Averaged Across 14 Studies)

VariableCombined Mean ChangeInterpretation
SNA+1.7°Maxillary advancement
SNB–1.2°Mandibular backward rotation
ANB+2.79°Significant skeletal correction
Wits+4–5 mmSagittal improvement
Upper incisor torque+7°Labial flaring
Lower incisor torque–3°Uprighting
Point A horizontalForward movementConfirms orthopedic action
Total treatment duration~6–12 monthsTypical clinical protocol

🎒 What Ortho Students Should Understand by the End

Here is the logical framework you must take away:

1. Class III ≠ always mandibular excess

Maxillary retrusion is common → treat the right jaw.

2. Facemask therapy produces both skeletal and dental changes

But the skeletal component is real, reproducible, and meaningful.

3. Early treatment works best, but late mixed dentition still responds

Don’t write off 10–12-year-olds.

4. Expansion improves efficiency, but doesn’t determine success

It’s an enhancer, not a prerequisite.

5. Meta-analysis helps us see beyond isolated case reports

This study cuts through the clinical noise to reveal clear trends.

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